NICHE offers specialised, personalised services and work in close co-ordination with the clients as Registrars to Issue and Securities Transfer Agents.
REGISTRAR AND TRANSFER AGENT SERVICES
Processing of Transfer of Securities in Physical Form
Recording of Change in the form of holding i.e. conversion of physical holding into electronic holding (Dematerialization and Rematerialization)
Recording of Change of Address, Bank Account Details received from investors of physical shares holdings.
Processing Transmission / Transposition / Consolidation of physical shares holdings.
Issue of Duplicate Share Certificates.
Registration of Nomination of physical shares holdings.
Investor Services including providing investor related information across counters, through written communication and through telephone and via e-mail.
Processing of additional issue of shares like Bonus Issue, Preferentail Issue, pursuant to Merger/De-Merger of Companies, Dividend Payments.
DEPOSITORY CONNECTIVITY SERVICES
Niche Technologies have established electronic connectivity with both the Depositories i.e. National Securities Depository Limited (NSDL) and Central Depository Services Limited (CDSL) and provides electronic connectivity interface to both the listed and unlisted companies for dematerialisation of the company’s securities.
Interacting with NSDL / CDSL for ISIN of the company’s securities for demat.
Dematerialisation & Rematerialisation of securities
Carry out Various Corporate Actions for Credit / Debit / Lock-in of securities
Reconciliation of electronic holding.
Interacting with Depository Participants and other entities.
INITIAL / FOLLOW ON PUBLIC OFFERS – REGISTRY RELATED SERVICES
Niche Technologies has acted as Registrar to Initial Public Offers through fixed price process for a number of clients listed on BSE / NSE / CSE / etc. Our IPO registry related services include.
Pre-issue Activities
Sending instructions to Banks for reporting of collection figures and collection & applications
Implement and Customize software system if required.
Facilitate and establish information flow system between clients, Banks and Managers to the issue.
Liaison with Regulatory Authorities such as SEBI & Stock Exchange(s).
Activities during the Issue
Collection and Reporting of daily Collection figures
Collection of Data and Forms from Banks
Liaise with clients and Issue Intermediaries
Redressal of Investor queries
Post Issue Activities
Data capturing & validation
Reconciliation
Provide Allotment Alternatives in consultation with Client / Merchant Banker and Regulatory Authorities.
Facilitating Listing
Filing of Return of Allotment
Uploading of data to the Depositories for crediting of securities electronically.
Dispatch of Refund orders / Share Certificates / Credit Advise.
Periodic Report submission to Regulatory Authorities.
Reconciliation of Refund payments.
Attending to post issue Investor queries.
Helping Clients to get the 1% refund
RIGHTS & BONUS ISSUES – REGISTRY RELATED SERVICES
Rights Issues
Processing & Printing of Offer Register
Printing & Dispatch of CAF with letter of Offer
Collection of Daily subscription / Final Certificates and Application Form